Security Traders Association dictum meum pactum "my word is my bond"

  • Open Call Recap – SEC Equity Proposals: Disclosure of Order Execution Information (Rule 605)
    by Sam Belden on February 6, 2023 at 9:08 pm

    On December 14, the SEC unveiled its largest and most comprehensive set of proposed reforms to the US equity markets since Reg NMS was instituted in 2005. While these proposals were introduced as separate rule filings, they are interconnected, making it difficult for the industry to formulate opinions and provide input. Over the next few…  Read more The post <strong>Open Call Recap</strong> – <strong>SEC Equity Proposals: Disclosure of Order Execution Information (Rule 605)</strong> appeared first on Security Traders Association.

  • 2022: A Record Year!
    by Sam Belden on January 31, 2023 at 2:00 pm

    Dear Members, Sponsors & Colleagues, Happy New Year! The coming year will bring with it important developments on issues that impact our industry and the clients we serve. STA’s ability to foster a sense of community and proven success at bringing together a broad cross-section of market participants in conversations and debate ensures that we…  Read more The post 2022: A Record Year! appeared first on Security Traders Association.

  • Join Us in 2023!
    by Sam Belden on January 30, 2023 at 2:00 pm

    It’s a new month, a new year, and with these new beginnings, we look forward to what’s in store for STA Women in Finance. While the financial and regulatory landscapes continue to change and challenge all of us, we are optimistic and we remain true to our mission and guiding principles to be a positive…  Read more The post <strong>Join Us in 2023!</strong> appeared first on Security Traders Association.

  • The Silver Linings of George Santos
    by Sam Belden on January 25, 2023 at 1:40 pm

    By Jim Toes, STA People are hardwired to look for any positive outcome from a disappointing event. This tendency to search for silver linings in all kinds of dark clouds helps us recover emotionally and move on from those difficult times having gained wisdom and experience from the lessons learned.  Shortly after Election Day 2022,…  Read more The post The Silver Linings of George Santos appeared first on Security Traders Association.

  • Open Call: The State of Private Markets
    by Sam Belden on January 19, 2023 at 7:31 pm

    The private markets continue to evolve, creating opportunities for managers, investors and companies. This open call focused on four main areas. First, we discussed the infrastructure of private markets compared to the equity public markets with a focus on transactions. Next, we addressed the exponential growth in size of the private markets today, along with…  Read more The post Open Call: The State of Private Markets appeared first on Security Traders Association.

  • Open Call: SEC Equity Market Proposals: Disclosure of Order Execution Information (Rule 605)
    by Sam Belden on January 3, 2023 at 3:05 pm

    On December 14 the SEC unveiled its biggest proposed reforms to the U.S. equity markets since Reg NMS was instituted in 2005. In its 6-hour Open Meeting the SEC’s Chairman Gary Gensler and Commissioners voted on four proposals which addressed a range of issues such as: Rule 605; tick sizes, access fees, price transparency, order…  Read more The post Open Call: SEC Equity Market Proposals: Disclosure of Order Execution Information (Rule 605) appeared first on Security Traders Association.