Security Traders Association dictum meum pactum "my word is my bond"

  • Ep. 13: SEC Commissioner Caroline Crenshaw Interview
    by Sam Belden on June 11, 2021 at 9:23 pm

    Episode 13 of STA Trading Views features an interview with SEC Commissioner Caroline A. Crenshaw. Our discussion focuses mainly on Environmental, Social and Corporate Governance (ESG) and the SEC’s “all agency approach” on this topic as investor demand for climate and other ESG information soars. We also discuss Commissioner Crenshaw’s experience as a captain in…  Read more The post Ep. 13: SEC Commissioner Caroline Crenshaw Interview appeared first on Security Traders Association.

  • STA Comment Letter on CAT Funding Proposal
    by Sam Belden on June 11, 2021 at 8:38 pm

    STA does not support the Proposed Funding Model and we recommend the Commission deny the Filing and instruct the Operating Committee for CAT to address issues involving collaboration with Industry Members and transparency on costs, allocations and fees before re- submitting a revised funding proposal. STA believes the Proposed Funding Model lacks material information pertaining…  Read more The post STA Comment Letter on CAT Funding Proposal appeared first on Security Traders Association.

  • To the Intern Class of 2021!
    by Sam Belden on June 9, 2021 at 1:43 pm

    by Jim Toes This STA article is dedicated to the many financial services interns in the United States and Canada. Please forward to those interns working among us this summer.   Congratulations to the Intern Class of 2021! It’s June, and that means that many college students have started a summer internship program. For those interns in the financial services…  Read more The post To the Intern Class of 2021! appeared first on Security Traders Association.

  • Episode 12: Talking Wealth Management feat. Cheryl Nash
    by Sam Belden on June 2, 2021 at 9:46 pm

    Episode 12 of STA Trading Views features an interview with Cheryl Nash, CEO of Financial Supermarkets. Our conversation includes discussion on achieving financial wellness, and how the success of new investing apps is an indication of a strong demand for new technology in the wealth advisory space. We also cover a topic that is passionate…  Read more The post Episode 12: Talking Wealth Management feat. Cheryl Nash appeared first on Security Traders Association.

  • STA WIF Keynote Replay: Building Your Blue Sky Blueprint
    by Sam Belden on May 27, 2021 at 7:01 pm

    Featured Article Preface by Julie Andress, KeyBanc Capital Markets & STA WIF Co-Chair We’ve all heard the saying, “bad news sells” and unfortunately the data on clicks proves it. But, there are times when journalists in their eagerness to grab the day’s headlines, mistakenly report a short term, bad event as a beginning a gloomy, longer-term…  Read more The post STA WIF Keynote Replay: Building Your Blue Sky Blueprint appeared first on Security Traders Association.

  • Open Call – NYSE Comment Letter on CAT
    by Sam Belden on May 27, 2021 at 3:27 pm

    Summary Report STA Open Call – May 27, 2021 An Alternative CAT Funding Proposal Michael Blaugrund, NYSE Group & Jim Toes, STA Audio Replay and Video Replay 2021 STA Charity – The Greenwood Project The Greenwood Project introduces Black and Latinx college and high school students to careers within financial services. Today, GP is a…  Read more The post Open Call – NYSE Comment Letter on CAT appeared first on Security Traders Association.