Security Traders Association dictum meum pactum "my word is my bond"
STA Foundation Awards and the Importance of Mentorship
by Sam Belden on June 26, 2020 at 4:15 pm
Securities and Exchange Commission and Justice Department’s Antitrust Division Sign Memorandum of Understanding The Securities and Exchange Commission and the Department of Justice’s Antitrust Division have signed an interagency Memorandum of Understanding (MOU) to foster cooperation and communication between the agencies with the aim of enhancing competition in the securities industry. Dmitry Bulkin Joins the… Read more The post STA Foundation Awards and the Importance of Mentorship appeared first on Security Traders Association.
Mentors: An Essential Component of Your Career
by Sam Belden on June 18, 2020 at 5:02 pm
By Julie AndressKeyBanc Capital Markets, STA WIF Co-Chair Shortly after we published May’s Women in Finance newsletter, a male co-worker reached out to me to discuss the article. He stated, “I’m not a woman in finance, but this newsletter email came across my desk.” While we did discuss the topic of the newsletter, I was… Read more The post Mentors: An Essential Component of Your Career appeared first on Security Traders Association.
MSAC Report – June 5, 2020
by Jim Toes on June 12, 2020 at 3:15 pm
PDF Report Hello, Earlier today, STA held a Zoom meeting with Robert Cook; Bob Colby; Tom Gira and Greg Dean of FINRA. Attached are the Talking Points and below are notes on the main topics discussed. Thank you, to those who contributed. Please do not hesitate to contact STA directly with any questions. Additionally, Hester… Read more The post MSAC Report – June 5, 2020 appeared first on Security Traders Association.
Complimentary Conference Packages
by Jim Toes on June 5, 2020 at 6:09 pm
Registration Packages for Individuals who are Seeking a New Opportunity in the Securities Industry STA will offer up to ten (10) Complimentary Conference Registration Packages for our Annual Market Structure Conference, Oct. 7-9, 2020, at the JW Marriott Washington DC, to individuals who are in between jobs and are actively pursuing a new opportunity within… Read more The post Complimentary Conference Packages appeared first on Security Traders Association.
Reflecting on Unprecedented Times & Updates from the Hill
by Sam Belden on May 31, 2020 at 4:21 pm
SEC Adopts Amendments to the CAT NMS Plan to Improve Transparency and Financial Accountability – May 15 The Securities and Exchange Commission today voted to adopt amendments to the national market system plan governing the consolidated audit trail (the “CAT NMS Plan”) to bring additional transparency, governance, oversight, and financial accountability to its implementation. SEC… Read more The post Reflecting on Unprecedented Times & Updates from the Hill appeared first on Security Traders Association.
Open Call – Fixed Income ETFs: When Market Structures Collide
by Sam Belden on May 29, 2020 at 7:47 pm
STA Open Call – May 21, 2020 Fixed Income ETFs; When Market Structures Collide Eric Pollackov, Invesco & Adam Gould, Tradeweb Delisting Chinese Companies – Senate & House Bills The combination of the Senate passing S. 945, Holding Foreign Companies Accountable Act and a similar, companion bill being introduced on the House side signals strong… Read more The post Open Call – Fixed Income ETFs: When Market Structures Collide appeared first on Security Traders Association.